Frequently Asked Questions
What are the advisor registration qualifications?
Advisor registration is available exclusively for client facing financial planners and wealth advisors and other financial advisory professionals provide investment recommendations and/or allocate assets on behalf of retail clients and DO NOT offer a product or service to other advisors, conference attendees or sponsors. You may qualify if you are a client facing advisor or due diligence officer at an RIA, wealth management or securities brokerage firm, private bank, or an endowment, foundation, retirement plan, pension plan, family office or CPA.
Industry professionals who do not meet the above qualifications are welcome to register as non-advisors. We also welcome attendees from throughout the industry who may be attending for business development purposes. This includes representatives of any firm which is positioned as offering a product or service to other Conference attendees, or can in any way benefit from a presence at the event beyond the acquisition of educational content, and CE credits.
What is the cancellation policy?
If you are unable to attend, you may replace your registration with a substitute delegate at no extra cost. Should you completely cancel, notification must be submitted in writing at least 45 days prior to the event. No cancellation refunds/requests will be accepted within 45 days of the event.
In the event the conference is cancelled, the producer assumes no liability for non-refundable transportation costs, hotel accommodations or any additional costs incurred by registrants. The Conference producer reserves the right to alter the agenda without notice including the substitution or cancellation of speakers and/or topics.
Details of the Conference provided on this website and in other materials is for your general information and use only. It is subject to change without notice.
How will continuing education hours be credited?
Forms will be available at registration, all attendees are to self-report the program for credit.